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We are pleased to add a compliance resource to the Integrated Advisors Network in Soth Chin
Linda Pix
/ Categories: Announcements

We are pleased to add a compliance resource to the Integrated Advisors Network in Soth Chin

We are pleased to add a compliance resource to the Integrated Advisors Network in Soth Chin.  Soth will be co-Chief Compliance Officer.  He is diligently working to get up to speed on all of you and your practice so know that he is part of the firm and indulge some questions around your practice. 

Soth has over 25 years of financial services experience working with investment advisers, broker-dealers; mutual funds, hedge funds, private equity; and venture capital funds. Most of his 25 years were spent working with startups seeking to form an investment adviser, broker-dealer, mutual funds, or ETFs. He successfully set up investment advisers for wealth management, mutual funds, private equity, and venture capital firms and have helped these firms launch over 50 mutual funds, ETFs and hedge/private equity funds.

Soth earned his Bachelor’s Degree from the University of Maryland and maintains the following active securities licenses: Series 7, 31, 24, 63, 65 and 99. Soth lives in the Washington DC metropolitan area with his wife Jennifer and their three children.

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Palos Verdes Estates, CA 90274

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