•  Licensing & registration
•  Dedicated transition
   consultant
•  Training & education
•  Support for data
   migration, pre-populated
   account transfer
   paperwork & related
   shipping costs
•  Assistance with
   marketing, branding &
   client communications

•  Administrative support
•  Access to wealth
   management platforms,
   including third-party
   managers
•  Client fee billing
•  Customizable &
   consolidated reporting
•  Trading support, advanced
   research & client
   management software

•  Form ADV creation &
   ongoing maintenance
•  Provision of legal
   documents
•  Establishment,
   supervision and upkeep of
   appropriate & adequate
   compliance program
•  Access to experienced
   CCO & compliance
   personnel
•  Insurance services
   including cybersecurity

•  Simplified, cloud based
   solution
•  Electronic filing system
•  Contact management
   system
•  Financial planning
   software
•  Portfolio management
   system
•  Risk management
   software
•  Video & teleconferencing
•  Email retention &
   surveillance
•  Secured data backed-up
   with antivirus software
•  MS Office, Outlook, Citrix
   XenApp licenses
•  Disaster recovery
•  Dedicated IT support 24/7

•  Leverage Integrated
   Advisors Network’s
   preferred custodial pricing
•  Access to industry leading
   proprietary technology
•  Dedicated institutional
   trading desk
•  Dedicated
   Implementation
   specialists & ongoing
   service team